| John Purvis, Conservative MEP recently
addressed a three day meeting in Edinburgh in
which over 200 delegates of the European People’s
Party and European Democrats Group in the European
Parliament. John is vice-chairman of the Committee
on Economic and Monetary Affairs.
After ten years of waiting, Europe stands poised
to see the true completion of the Single Market.
In 1992, free movement across internal frontiers
became the rule rather than the exception for
people, goods and capital in all but one important
area – financial services. Over recent months,
however, The European Parliament has finally passed
legislation which sets the direction for the liberal
opening up of borders for the financial sector.
In achieving a single market in financial services
throughout Europe, we faced two very large hurdles.
First was the stark difference between the liberal,
open, lightly regulated northern (actually UK,
Netherlands and Scandinavia) approach and the
consumer protective southern approach. Secondly
was the sheer technical complexity of this industry.
To deal with the legislative impasse, a committee
was set up under Count Lamfalussy, who reported
last year. He suggested that the European legislators
(the Parliament and Council of Ministers) should
confine themselves to the major aspects and thus
provide a broad framework, while the technical
detail (including any new regulatory and technological
developments) would be decided in committees composed
of experts from the regulatory bodies of the member
states.
The nub of the argument between north and south,
regarding structure and regulation of financial
services, is whether to have strict quantitative
rules or to depend on the “prudent person”.
The UK, which, with the Netherlands, was the
most “liberal” and also, probably
not uncoincidentally, the most developed market
for private sector funded pension funds and other
investment products, depended on managers being
“prudent” in their management of their
customers’ assets.
The European Parliament has now processed first
readings of directives on UCITS (investment trusts
and unit trusts) and on pension funds which come
down decisively on the side of the prudent person
approach, albeit with some residual allowance
for relatively small quantitative requirements.
The European Parliament has also recently passed
legislation concerned with accounting standards,
market abuse and prospectuses. All these are vital
building blocks in achieving a true single market
in financial services by 2005, which is the stated
aim.
The market is opening and Scottish operators
in this market would be particularly foolish ostriches
if they did not take the trouble to catch up with
what is happening and then capitalise on their
experience and expertise in a European market
which so badly needs to develop in these areas.
We hear a lot about the demographic time bomb
ticking away in Europe as our population turns
greyer. The door stands now somewhat ajar and
is opening further as I write. The first to squeeze
through will find a virtually untapped prospect.
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